SearchBrokerCheck

io.github.findimitrov/fintel-discovery · Verify this server

Search FINRA BrokerCheck for registered individual brokers and financial representatives by name. Returns CRD number, current firm, registration status, and whether the individual has any disclosures on record. Use this tool when: - You need to find the CRD number for a named advisor or rep - You want to verify registration status for a specific individual - You are enriching a rep record that is missing a CRD Geographic workflow: if you don't know the rep's name, first use SearchBrokersByPlace to discover firms in an area, then use SearchBrokerCheckFirm to find the firm's CRD, then use this tool to find individuals at that firm. Narrow results with the optional 'state' parameter (2-letter code). To get the full profile after finding a CRD, use GetBrokerCheckDetail. Source: FINRA BrokerCheck public API. No API key required.