get_investment_advisers
shallowcom.keyvex/keyvex · Verify this server
Returns SEC Form ADV registry records — every SEC-registered investment adviser (~17K RIAs) and exempt reporting adviser (~6.5K ERAs, mostly private-fund advisers), from the SEC's monthly roster extract. One record per firm (CRD number) with regulatory AUM (discretionary / non-discretionary / total, Item 5F), employees and IA reps, client counts, custody flags (Item 9A), and disciplinary disclosure flags (Item 11, verbatim sub-question codes). Use this when the user asks: who advises/manages money, how big is an adviser, largest RIAs by state, advisers with disciplinary history, or to vet a firm before pairing with enforcement / holdings data. firm_type: 'registered' RIAs report regulatory AUM; 'exempt_reporting' ERAs do NOT report Item 5F — their AUM fields are null by construction (they report private-fund data instead; see adviserinfo_url for Section 7.B detail). Registry posture: this is a CURRENT-ROSTER snapshot refreshed monthly, not an event history. snapshot_month is the last month the firm appeared — a stale snapshot_month means the firm dropped off the roster (deregistered). min_aum filters on total regulatory AUM and requires the default aum_total sort. CIK is the join key to EDGAR datasets (13F institutional holdings, enforcement). v1A maps a curated ~30-field subset of Form ADV Part 1A's 448-column grid; adviserinfo_url links the firm's full IAPD page. Pure-publisher posture: the SEC's roster as published. A disciplinary FLAG is a disclosure, not a verdict — agents read the detail on IAPD.
1 trials · measured 2 days ago
get_investment_advisers scores 100.0/100 on Vouch's measured behaviour index, from 1 real invocation trials against com.keyvex/keyvex, measured 6 Oct 2026 under methodology v0.2.0. Every measured component scored 100.
Component breakdown
| Component | Weight | Value |
|---|---|---|
| Reliability | 35% | not applicable |
| Schema integrity | 25% | 100.0 |
| Failure behaviour | 15% | not applicable |
| Latency | 15% | not applicable |
| Concurrency | 10% | not applicable |
Tool details
- Transport
- remote
- Credential class
- self-provisionable
- Input schema
- not declared
- Output schema
- not declared
- Side-effect classification
- unclassified
Score history
| Day | Score | Tier | Methodology |
|---|---|---|---|
| 2026-10-06 | 100.0 | shallow | v0.2.0 |
Probe evidence
| Probe | Outcomes |
|---|---|
| schema_integrity | pass: 1 |
Raw request/response logs are not archived yet — the outcome counts above are drawn directly from every recorded trial.
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