brokercheck_search_individual
shallowio.github.pipeworx-io/brokercheck · Verify this server
Search individual stockbrokers and investment-adviser representatives by name via FINRA BrokerCheck — the regulator-published registry investors use for due diligence and investor-protection background checks. Returns matching individuals with CRD number, name, registration scope (active/inactive), a disclosure flag (has_disclosures — whether the person has any reported disciplinary/regulatory/customer-dispute event), and current employing firm(s). Use brokercheck_individual_detail with a returned CRD to see the actual disclosure events. Per-name lookup only — not for bulk enumeration.
1 trials · measured 15 days ago
brokercheck_search_individual scores 100.0/100 on Vouch's measured behaviour index, from 1 real invocation trials against io.github.pipeworx-io/brokercheck, measured 23 Sept 2026 under methodology v0.2.0. Every measured component scored 100.
Component breakdown
| Component | Weight | Value |
|---|---|---|
| Reliability | 35% | not applicable |
| Schema integrity | 25% | 100.0 |
| Failure behaviour | 15% | not applicable |
| Latency | 15% | not applicable |
| Concurrency | 10% | not applicable |
Tool details
- Transport
- remote
- Credential class
- self-provisionable
- Input schema
- not declared
- Output schema
- not declared
- Side-effect classification
- unclassified
Score history
| Day | Score | Tier | Methodology |
|---|---|---|---|
| 2026-09-23 | 100.0 | shallow | v0.2.0 |
Probe evidence
| Probe | Outcomes |
|---|---|
| schema_integrity | pass: 1 |
Raw request/response logs are not archived yet — the outcome counts above are drawn directly from every recorded trial.
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[](https://vouch.tools/tools/60988b67-38ee-4b62-a463-4a7de0159627)